Canadian Securities Course
These books of Exam Preparation questions for the Canadian Securities Course provide hundreds of sample exam type questions for the need-to-know content of the course. Questions are organized by chapter and, in addition, a sample type exam (i.e. full-length rather than abbreviated) in each book is also provided.
All of the questions parallel the types of questions that are actually used on the exams. When you think that you are basically finished studying for the exams (i.e. from the Study Notes that we provide), use these books to test yourself for "how well you are prepared to write the exam" (e.g. one to two weeks prior to the exam).
Your answers to the exam type questions that are provided will clearly indicate the areas of content that you may need to review.
Sample Questions for Canadian Securities Course, Volume 1
- RKM Company has never gone to the market and wants to do some financing that cannot be arranged privately and must be done pubicly. They will do a(n):
- Offering memorandum
- IPO
- Placement memorandum
- All of the above
- There is a 6% annual interest bond due in 3 years for sale in the marketplace.
Yields on similar bonds are 5%. Would the bond increase or decrease in value if current rates went to 6%.
- Increase of $1.00.
- Decrease of $2.72.
- Increase of $2.72.
- Decrease of $1.00.
Sample Questions for Canadian Securities Course, Volume 2
- A client has purchased 1500 units of EDG fund at $5.00 per unit. She received $.80 per unit in dividends over the year which she reinvested at year end plus an additional 5 units. The NAVPS at the end of the year was $4.80. What would be the value of her holdings at the end of one year?
- $8,400
- $8,424
- $8,775
- $8,750
- Your consensus or outlook for equities is neutral (i.e. between a minimum of -3% and a maximum of +3%). The expected dividend yield on the market is approximately 1.3%. Of the following choices, what would your probable expected return forecast for equities be?
- A minimum of -3% and a maximum of +3%
- A minimum of -4.3% and a maximum of +4.3%
- A minimum of -1.3% and a maximum of +4.3%
- A minimum of -1.7% and a maximum of +4.3%
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Study Notes for the CSC Volume 1 and Exam Preparation Questions Volume 1
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Study Notes for the CSC Volume 2 and Exam Preparation Questions Volume 2
